Services
Compliance Networks supports financial institutions, crypto-asset service providers and other regulated businesses with practical compliance, AML, sanctions and regulatory technology expertise. We combine supervisory insight, senior compliance experience and hands-on implementation support.
Who we work with
Four areas
Four areas cover the full range of compliance questions a board or Head of Compliance has to master. For every mandate, Compliance Networks puts together a team with the right mix of skillsets.
Turning regulatory requirements into risk assessments, policies, processes, systems and controls that work in everyday practice.
Legal advice in connection with regulatory questions, licensing and other regulatory procedures for the financial sector – via respective law firms. In this context, please note that Compliance Networks does not offer or perform any activities reserved by law to admitted attorneys.
Designing, implementing and calibrating compliance technology – from AI-enabled processes to solutions for digital-asset companies.
Compliance functions, governance and operating models – built for operational excellence and a lasting culture of compliance.
Current priorities
EU AML package gap analysis & implementation roadmap
We assess your organisation's readiness for the EU's new Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) framework and identify the steps needed to meet the forthcoming requirements.
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FMA expectations, system testing & benchmarking
With financial sanctions supervision transferred from the OeNB to the FMA, sanctions compliance has become a supervisory priority and effective systems matter more than ever. We test the effectiveness and efficiency of your sanctions screening systems, identify detection gaps and false positives, and provide practical recommendations for improvement.
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MiCAR authorisation, AML controls & Travel Rule implementation
From MiCAR authorisation to day-to-day operations, we help crypto-asset service providers build effective compliance frameworks. We translate regulatory requirements into practical governance, AML and sanctions controls, customer due diligence and Travel Rule processes.
Read more →Expert guidance when it matters
We guide your organisation through supervisory inspections, licensing procedures and demanding regulatory situations.
When regulatory demands, time pressure and business decisions converge, experience and a clear action plan are essential. We help you prepare for and follow up on inspections, address supervisory findings, and navigate applications for new licences or extensions of existing permissions.
In critical situations, we help prioritise actions, coordinate delivery and prepare constructive, well-supported engagement with supervisors. Our team combines leadership experience in business and supervision with practical experience in managing regulatory crises.
Get in contact →Expertise for everyday practice
We equip your leaders and teams with practical AML/CFT, sanctions and compliance knowledge they can apply with confidence.
Our training combines regulatory expertise with real-world cases, interactive exercises and practical solutions. We tailor each programme to your business model, participants' responsibilities and existing knowledge – from introductory workshops and specialist masterclasses to executive and board briefings.
Our experts include former heads of AML and sanctions supervision. Their international training experience includes masterclasses delivered to participants from across the entire Palestinian banking sector.
Get in contact →Experienced support when you need it
We strengthen your compliance function during staffing gaps, organisational build-up and periods of increased workload.
Whether a key role is temporarily vacant, a new business is launching or additional demands arise, we support your compliance function with experienced professionals and clearly defined responsibilities.
Depending on your needs, we provide operational support, work alongside your team or temporarily assume designated officer and deputy roles where permitted by applicable requirements. Throughout the engagement, we establish clear processes, transfer knowledge and prepare a structured handover to your permanent team.
Get in contact →How we work
We review your compliance framework against regulation, supervisory expectations and practice.
We put together the right team from our network and build what is missing.
We embed compliance in processes, technology and culture – for lasting results.
FAQ
Compliance Networks supports companies and other parts of society: banks and financial service providers, crypto-asset service providers, the non-financial sector, the public sector, international organisations and NGOs.
Teams are customised with a variety of skillsets in advisory, legal, technology and organisation to match your needs – from the founding partners and the Compliance Networks network.
You work with practitioners rather than classic consultants. Senior expertise doesn't stop at the advice – it gets the job done.
Practitioners from the network have implemented AI solutions in banking that significantly improved both the effectiveness and the cost efficiency of compliance processes – from AI-enabled compliance processes to AI-based correspondent banking risk management.
